Compliance Officer at The Apex Group – Apply now!

Job Details

📍 Location: Apex House, Cape Town, Western Cape, South Africa
🏢 Company: Apex Group Ltd
💼 Job Type: Full-Time | Onsite
🆔 Job ID: JR-0014561
🎓 Job Level: Mid-Level (3+ Years Experience Required)

Company Overview

Apex Group Ltd is a global financial services provider specialising in fund administration and middle-office solutions. Established in 2003 in Bermuda, the company has grown rapidly and now operates in over 100 offices worldwide.

Apex is known for delivering innovative, cross-jurisdictional solutions and fostering a dynamic work environment that encourages growth, innovation, and professional development.

Job Overview

The Compliance Officer will support the legal and regulatory compliance function within the organisation. This role involves working closely with the Compliance team to ensure adherence to financial regulations, monitor risks, and maintain effective compliance controls.

The position requires a proactive individual who can manage compliance processes, support regulatory reporting, and contribute to maintaining a strong compliance culture within the business.

Key Responsibilities

• Monitor and implement compliance monitoring programmes
• Track and resolve non-compliance issues across business units
• Ensure adherence to regulations such as FAIS, FICA, POPIA, and CISCA
• Maintain compliance registers (PEPs, complaints, breaches, conflicts)
• Prepare and deliver compliance training to staff
• Assist with regulatory reporting and submissions
• Support Anti-Money Laundering (AML) policies and controls
• Conduct customer due diligence and risk assessments
• Monitor data protection and regulatory compliance
• Engage with regulators and support audits or investigations
• Assist in developing and improving compliance procedures

Qualifications

Education

• Degree in Law, Compliance, Risk Management, or related field

Experience

• Minimum 3 years’ experience in a compliance role
• Experience within financial services is essential
• FSCA FAIS approval (Category I) is advantageous

Skills

• Strong knowledge of South African financial regulations
• Analytical and problem-solving abilities
• High level of confidentiality and professionalism
• Strong organisational and time management skills
• Ability to work independently and manage workload
• Excellent communication and stakeholder engagement skills

CV Tips

• Highlight your compliance or legal experience clearly
• Include knowledge of regulations like FAIS, FICA, and POPIA
• Showcase experience in risk management and reporting
• Emphasise analytical and problem-solving skills
• Keep your CV concise and tailored to compliance roles
• Include certifications or regulatory approvals if applicable

Benefits of Joining the Company

• Opportunity to work in a global financial services firm
• Competitive salary based on experience
• Access to training and development programmes
• Mentorship and career growth opportunities
• Exposure to international compliance standards
• Dynamic and innovative work environment

Company Policy

Apex Group is committed to maintaining high standards of integrity, compliance, and professionalism. The company promotes equal opportunity employment and values diversity within its workforce.

Recruitment processes are conducted fairly, and unsolicited applications from recruitment agencies are not accepted unless formally engaged. Employees are expected to uphold confidentiality, regulatory compliance, and ethical business practices.